CFP Ethics Code of Ethics & Standards of Conduct

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Join us on November 5, 2026, for a dynamic, live CFP® Ethics CE Program led by respected industry expert Mario Giganti, CFP®. The CFP Board–approved course, offered at a fee of $50, fulfills your two-hour Ethics Continuing Education requirement and ensures you’re up to date on the CFP Board’s new Code Ethics and Standards of Conduct, effective July 1, 2024.

Learning Objectives:

By the end of this program, the participant should be equipped to:

1. Understand the structure and content of the revised Code and Standards, including significant changes from prior rules.
2. Describe CFP Board’s Fiduciary Duty.
3. Identify Material Conflicts of Interest and How to Avoid, or Fully Disclose, Obtain Informed Consent, and Manage Them.
4. Understand the Duty to Report to CFP Board and the Duty to Cooperate.
5. Identify the Practice Standards When Providing Financial Advice that Requires Financial Planning or Financial Planning.
6. Understand the Duty to Provide Information to Clients When Providing Financial Planning and/or Financial Advice.

This live session is approved for two (2) hours of Continuing Education (CE) credit for Fi360, IWI, and CFP Board designations.

This live session is also approved for two (2) credits under Ethics and Professional Responsibility for IAR CE. NASAA does not endorse any particular provider of CE courses. The content of the course and any views expressed are my/our own and do not necessarily reflect the views of NASAA or any of its member jurisdictions.

Register today to secure your spot and stay ahead with the latest in professional ethics and fiduciary excellence.

Calendar Hold and Zoom Access
After completing your registration, please select the calendar option on the registration page to add this event to your Outlook calendar as a placeholder.

Please note that the Zoom access link will not be included in the initial calendar hold. The Zoom link for the live session will be sent to registered attendees closer to the presentation date.

Attendance Verification Requirement
CE credit is contingent upon completion of the required attendance-verification process. Attendees will receive detailed instructions prior to the program, including how to validate their profile information, confirm I.D. number(s), and check out of the course using the required PIN provided during the live session.

Important CE Credit Eligibility Information

Please note that CE credit eligibility may vary based on your individual designation, reporting period, renewal cycle, and prior completion of this same program. Attendance does not guarantee that duplicate CE credit will be awarded.

• CFP® professionals may not earn CE credit for completing the same program more than once within the same CFP Board reporting period.
• Fi360 CE credit for the same course may not be awarded more than once within the applicable Fi360 CE accrual cycle. Duplicate session reporting is prohibited.
• IAR CE credit cannot be awarded for duplicate completion of the same course. If you have already completed this course for IAR CE, you should review your prior course records before registering.
• IWI designees should confirm whether this course is eligible for credit within their current renewal period, particularly if they have previously completed the same program.

Participants are responsible for confirming their individual CE requirements and whether this program will satisfy credit needs for their applicable designation or license.